-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UySq7Mc0RpFK5MYrDBoAwtzAKtEGSvXJUOdURI4G25dUeTc7kJUo0myz07WNSzsT SgOVJ0Rmwavbp4jUZV08Mg== 0001193125-11-028393.txt : 20110209 0001193125-11-028393.hdr.sgml : 20110209 20110209102948 ACCESSION NUMBER: 0001193125-11-028393 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BankFinancial CORP CENTRAL INDEX KEY: 0001303942 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80891 FILM NUMBER: 11585037 BUSINESS ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 BUSINESS PHONE: (800) 894-6900 MAIL ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BankFinancial FSB Employee Stock Ownership Plan Trust CENTRAL INDEX KEY: 0001389885 IRS NUMBER: 361570375 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 BUSINESS PHONE: 800-894-6900 MAIL ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 4 Schedule 13G Amendment No. 4

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment 4)*

 

 

 

BankFinancial Corporation

(Name of Issuer)

 

 

 

Common Stock, $0.01 par value per share

(Title of Class of Securities)

 

06643P 10 4

(CUSIP Number)

 

December 31, 2010

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 5 Pages

   13G    Page 2 of 5 Pages

 

 

CUSIP NO. 06643P 10 4

 

  1   

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

BankFinancial, F.S.B.

Employee Stock Ownership Plan Trust

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

    Illinois

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5    

Sole Voting Power

 

    1,419,042

   6   

Shared Voting Power

 

    502,241

   7   

Sole Dispositive Power

 

    1,921,283

   8   

Shared Dispositive Power

 

    0

  9

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    1,921,283

10

  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

     N/A

11

  

Percent of Class Represented by Amount in Row (9)

 

    9.1% of 21,072,966 shares of Common Stock outstanding as of December 31, 2010.

12

  

Type of Reporting Person (See Instructions)

 

    EP

 

CUSIP NO. 06643P 10 4

    13G    Page 3 of 5 Pages

 

Item 1  

(a)

    Name of Issuer      
     BankFinancial Corporation      
 

(b)

    Address of Issuer’s Principal Executive Offices      
    

15W060 North Frontage Road

Burr Ridge, Illinois 60527

      
Item 2  

(a)

    Name of Person Filing      
    

BankFinancial, F.S.B.

Employee Stock Ownership Plan Trust

Trustee: First Bankers Trust Services, Inc.

      
 

(b)

    Address of Principal Business Office      
    

2321 Kochs Lane

P.O. Box 4005

Quincy, IL 62305

      
 

(c)

    Citizenship or Place of Organization      
     Illinois      
 

(d)

    Title of Class of Securities      
     Common Stock, par value $0.01 per share      
 

(e)

    CUSIP Number      
     06643P 10 4      
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b, or (c), check whether the person filing is a:   
  ¨ : An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).      
Item 4.    Ownership      
   Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.      
   (a)    Amount beneficially owned:      
      1,921,283.      
   (b)    Percent of class:      
      9.1%      

CUSIP NO. 06643P 10 4    13G    Page 4 of 5 Pages

 

   (c)    Number of shares as to which the person has:      
      (i)    Sole power to vote or to direct the vote 1,419,042.      
      (ii)    Shared power to vote or to direct the vote 502,241.      
      (iii)    Sole power to dispose or to direct the disposition of 1,921,283.      
      (iv)    Shared power to dispose or to direct the disposition of 0.      
Item 5.    Ownership of Five Percent or Less of a Class   
   Not applicable   
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person      
   Not applicable      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
   Not applicable
Item 8.    Identification and Classification of Members of the Group      
   The reporting person is an employee benefit plan subject to the provisions of the Employee Retirement Income Security Act of 1974.      
Item 9.    Notice of Dissolution of Group      
   Not applicable      
Item 10.    Certification      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect.      

CUSIP NO. 06643P 10 4

       Page 5 of 5 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 9, 2011   BANKFINANCIAL, F.S.B.
  EMPLOYEE STOCK
  OWNERSHIP PLAN TRUST
  By: First Bankers Trust Services, Inc., as Trustee
 

/s/ LINDA J. SHULTZ

  Name: Linda J. Shultz
  Title: Trust Officer
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